Suraj Kumar Mishra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suraj Kumar Mishra ( ), a licensed former licensee with CE reference AOA973. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 1 — Dealing in securities | 2008-01-31 | 2009-06-30 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2006-10-13 | 2008-01-31 |