Suraj Kumar Mishra

CE No. AOA973 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suraj Kumar Mishra (), a licensed former licensee with CE reference AOA973. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Eastspring Investments (Hong Kong) Limited
瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務)
RO Type 1 — Dealing in securities 2008-01-31 2009-06-30
Eastspring Investments (Hong Kong) Limited
瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務)
Rep Type 1 — Dealing in securities 2006-10-13 2008-01-31

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