Shurong Li
李樹荣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shurong Li (李樹荣), a licensed former licensee with CE reference AOA897. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-23 | 2010-06-18 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-04 | 2007-09-01 |