Charlene Kotwall

葛思穎
CE No. AOA328 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlene Kotwall (葛思穎), a licensed former licensee with CE reference AOA328. This person has 0.3 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2007-11-30 2007-12-17
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 - Dealing in securities 2007-11-30 2007-12-17
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2006-10-04 2006-12-27
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2006-10-04 2006-12-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charlene Kotwall during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Paul Chi Wah Fu Invesco Hong Kong Limited 2007
Man Ying Kong Invesco Hong Kong Limited 2007
Woon Sang Sze Invesco Hong Kong Limited 2007
Hon Man Lam Invesco Hong Kong Limited 2007
Suk Ying Ma Invesco Hong Kong Limited 2007
Ming For Sze Invesco Hong Kong Limited 2007
Ho Yin Chui Invesco Hong Kong Limited 2007
Wan Yin Fan Invesco Hong Kong Limited 2007
Wai Yiu Ho Invesco Hong Kong Limited 2007
Le Kang Invesco Hong Kong Limited 2007
Wai Yin Lee Invesco Hong Kong Limited 2007
Shuk Kwan Lee Invesco Hong Kong Limited 2007
Yee Ling Lam Invesco Hong Kong Limited 2007
Agnes Wai Man Chan Invesco Hong Kong Limited 2007
Yvonne Yuet-Ying Ngai Invesco Hong Kong Limited 2007
Desmond Ka Yiu Ng Invesco Hong Kong Limited 2007
Steve Siu Po Chiu Invesco Hong Kong Limited 2007
Woon Bik Fok Invesco Hong Kong Limited 2007
Cheng Soon Lau Invesco Hong Kong Limited 2007
Wai Kay Tang Invesco Hong Kong Limited 2007
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