Charlene Kotwall
葛思穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlene Kotwall (葛思穎), a licensed former licensee with CE reference AOA328. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-30 | 2007-12-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2007-11-30 | 2007-12-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-04 | 2006-12-27 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-04 | 2006-12-27 |