Yan Ki Tam
譚欣琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ki Tam (譚欣琪), a licensed former licensee with CE reference AOA144. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-04 | 2009-09-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-01 | 2009-09-29 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-01 | 2009-09-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-24 | 2008-01-24 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-13 | 2008-01-24 |