Ka Ho (SFC:ANZ991) Yu
余家浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho (SFC:ANZ991) Yu (余家浩), a licensed former licensee with CE reference ANZ991. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-17 | 2022-05-12 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-08-17 | 2022-05-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-28 | 2021-03-31 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-28 | 2021-03-31 |