Yau Shun Yam
任友信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Shun Yam (任友信), a licensed former licensee with CE reference ANZ775. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-20 | 2008-08-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-08 | 2007-12-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-28 | 2007-06-01 |