Hee Yeon Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hee Yeon Kim ( ), a licensed former licensee with CE reference ANZ636. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-25 | 2009-03-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-25 | 2006-09-26 |