Yin Yee Kwok
郭硯貽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Yee Kwok (郭硯貽), a licensed former licensee with CE reference ANZ559. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Longreach Group Limited, The 隆力集團有限公司 |
RO | Type 4 — Advising on securities | 2011-01-19 | 2016-03-30 |
| Longreach Group Limited, The 隆力集團有限公司 |
RO | Type 9 — Asset management | 2011-01-19 | 2016-03-30 |
| Longreach Group Limited, The 隆力集團有限公司 |
Rep | Type 9 — Asset management | 2008-04-07 | 2011-01-19 |
| Longreach Group Limited, The 隆力集團有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-27 | 2011-01-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-19 | 2007-09-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-19 | 2007-09-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-19 | 2007-09-14 |