Ken Kwok Hung Tong
湯國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Kwok Hung Tong (湯國雄), a licensed former licensee with CE reference ANY027. This person has 4.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-06-27 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-09-14 | 2011-06-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ken Kwok Hung Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.