David Chun Kau Wong
王震球
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Chun Kau Wong (王震球), a licensed former licensee with CE reference ANU274. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-20 | 2011-06-30 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-20 | 2011-06-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-27 | 2008-06-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-17 | 2008-06-30 |