Soo Kai Lee
李書楷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Kai Lee (李書楷), a licensed former licensee with CE reference ANT716. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-16 | 2012-03-16 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 — Advising on securities | 2011-09-16 | 2012-03-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-18 | 2010-03-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-07 | 2010-03-22 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-30 | 2009-05-06 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2006-11-17 | 2007-06-05 |