Soo Kai Lee
李書楷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Kai Lee (李書楷), a licensed former licensee with CE reference ANT716. This person has 2.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-16 | 2012-03-16 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 - Advising on securities | 2011-09-16 | 2012-03-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-18 | 2010-03-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-07 | 2010-03-22 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-30 | 2009-05-06 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 - Advising on securities | 2006-11-17 | 2007-06-05 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Soo Kai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chai Mui Chan | Shinko Securities (H.K.) Limited | 2008–2009 |
| Tadashi Hakamata | Shinko Securities (H.K.) Limited | 2008–2009 |
| Mei Kanetomo | Shinko Securities (H.K.) Limited | 2008–2009 |
| Toru Chishima | Shinko Securities (H.K.) Limited | 2008–2009 |
| Kunihiko Kawai | Shinko Securities (H.K.) Limited | 2008–2009 |
| Ka Wing Pun | Shinko Securities (H.K.) Limited | 2008–2009 |
| Wai Kee Ng | Shinko Securities (H.K.) Limited | 2008–2009 |
| Geoffrey Chun Fai Lo | Select Investment Services Limited | 2011–2012 |
| Ka Lai Koo | Select Investment Services Limited | 2011–2012 |
| Anderson Chun Fat Choi | Shinko Securities (H.K.) Limited | 2008 |
| Takashi Ide | Shinko Securities (H.K.) Limited | 2008 |
| Hung Ling Chan | Select Investment Services Limited | 2012 |