Ellen Mo Ching Tam
譚慕貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Mo Ching Tam (譚慕貞), a licensed former licensee with CE reference ANR353. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-29 | 2012-06-01 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-02 | 2010-07-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-18 | 2010-07-14 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-28 | 2007-10-31 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-06 | 2007-02-26 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-18 | 2006-09-29 |