Shek Yam Poon
潘錫欽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shek Yam Poon (潘錫欽), a licensed former licensee with CE reference ANR345. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-27 | 2010-04-19 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-15 | 2010-04-19 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-15 | 2009-05-28 |