Candy Yuen Ting Lo
盧琬婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Candy Yuen Ting Lo (盧琬婷), a licensed former licensee with CE reference ANR290. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-03 | 2022-06-15 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-03-02 | 2010-04-17 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-21 | 2010-04-17 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-31 | 2010-04-17 |