Siu Wai (SFC:ANR005) So
蘇小惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai (SFC:ANR005) So (蘇小惠), a licensed former licensee with CE reference ANR005. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-29 | 2009-05-27 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-29 | 2008-11-01 |