Mark Richard Phipps
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Richard Phipps ( ), a licensed former licensee with CE reference ANQ465. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-06 | 2012-10-22 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-10 | 2008-01-01 |