Ho Tung Lau
劉豪東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Tung Lau (劉豪東), a licensed former licensee with CE reference ANQ023. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-04 | 2008-10-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-04 | 2008-10-15 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2007-06-04 | 2008-10-15 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-07 | 2006-10-07 |