Tswei-May Chen
陳翠美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tswei-May Chen (陳翠美), a licensed former licensee with CE reference ANQ005. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2009-03-18 | 2010-10-01 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2009-03-18 | 2010-10-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-05 | 2009-02-20 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-05 | 2009-02-20 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-07-05 | 2009-02-20 |