Jee Yeon Kim
金志妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jee Yeon Kim (金志妍), a licensed former licensee with CE reference ANM620. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karst Peak Capital Limited |
Rep | Type 9 — Asset management | 2013-04-29 | 2018-01-26 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-14 | 2012-11-30 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-14 | 2012-11-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-08 | 2008-12-02 |