Yu-Wen Lu
盧郁文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Wen Lu (盧郁文), a licensed former licensee with CE reference ANM347. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-14 | 2010-04-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-08 | 2007-10-20 |