Adrian Francis Cundy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Francis Cundy ( ), a licensed former licensee with CE reference ANM284. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2006-06-05 | 2007-05-02 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | 2006-06-05 | 2007-05-02 |