Kwok Wai To
陶國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai To (陶國威), a licensed former licensee with CE reference ANL983. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2023-11-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-06 | 2017-10-02 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-16 | 2011-12-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2009-11-05 |