Kazuhiro Mukai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kazuhiro Mukai, a licensed former licensee with CE reference ANL823. This person has 1.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2006-11-16 | 2008-04-12 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-11-16 | 2008-04-12 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-30 | 2006-11-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-30 | 2008-04-12 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-05-30 | 2006-11-16 |