Nan Ma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Ma ( ), a licensed former licensee with CE reference ANK808. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-22 | 2008-02-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-12 | 2008-02-27 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-23 | 2007-09-07 |