Wai Kwan (SFC:ANK601) Ng
吳慧君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwan (SFC:ANK601) Ng (吳慧君), a licensed former licensee with CE reference ANK601. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Wealth Management Limited 艾法財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-28 | 2008-03-12 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-28 | 2007-05-09 |