Siu Mung Chu
朱小夢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Mung Chu (朱小夢), a licensed former licensee with CE reference ANJ938. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Universe Futures Limited 環宇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-10-28 | 2016-01-18 |
| Central Universe Futures Limited 環宇期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-10-28 | 2016-01-18 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-14 | 2013-10-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-18 | 2013-10-09 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-18 | 2013-10-09 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-05-18 | 2013-10-09 |