James Choon Wen Sim
沈俊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Choon Wen Sim (沈俊文), a licensed former licensee with CE reference ANJ786. This person has 8.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Affiliated Managers Group (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-12-07 | 2019-04-04 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-16 | 2006-05-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Choon Wen Sim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.