Yee Wah Tang
鄧綺華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Wah Tang (鄧綺華), a licensed former licensee with CE reference ANJ699. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-03-30 | 2010-01-18 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-19 | 2008-09-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-19 | 2008-09-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-03 | 2007-10-31 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-03 | 2008-02-01 |