Diane Yee Ki Lau
劉綺琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diane Yee Ki Lau (劉綺琪), a licensed former licensee with CE reference ANH568. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-24 | 2011-09-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-24 | 2011-09-05 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-07 | 2006-11-01 |