Tadakatsu Kawakita
川北忠勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tadakatsu Kawakita (川北忠勝), a licensed former licensee with CE reference ANH120. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2013-02-01 | 2014-01-27 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2013-02-01 | 2014-01-27 |
| Vantage Capital Markets HK Limited | RO | Type 1 — Dealing in securities | 2012-02-02 | 2013-02-01 |
| Vantage Capital Markets HK Limited | RO | Type 2 — Dealing in futures contracts | 2012-02-02 | 2013-02-01 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2011-10-27 | 2012-02-02 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-27 | 2012-02-02 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-23 | 2011-05-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-23 | 2011-05-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-23 | 2011-05-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-19 | 2006-04-26 |