Tadakatsu Kawakita
川北忠勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tadakatsu Kawakita (川北忠勝), a licensed former licensee with CE reference ANH120. This person has 3.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2013-02-01 | 2014-01-27 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2013-02-01 | 2014-01-27 |
| Vantage Capital Markets HK Limited | RO | Type 1 - Dealing in securities | 2012-02-02 | 2013-02-01 |
| Vantage Capital Markets HK Limited | RO | Type 2 - Dealing in futures contracts | 2012-02-02 | 2013-02-01 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2011-10-27 | 2012-02-02 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2011-10-27 | 2012-02-02 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-23 | 2011-05-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-23 | 2011-05-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-23 | 2011-05-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-19 | 2006-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tadakatsu Kawakita during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.