Yan (SFC:ANH061) Li
李岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:ANH061) Li (李岩), a licensed former licensee with CE reference ANH061. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-13 | 2008-03-05 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-13 | 2008-03-05 |