Leslie Caroline Kane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leslie Caroline Kane ( ), a licensed former licensee with CE reference ANG857. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-15 | 2008-07-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-10-04 | 2008-07-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-07 | 2007-01-02 |