Lalita Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lalita Gupta ( ), a licensed former licensee with CE reference ANG754. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-23 | 2013-11-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-16 | 2006-10-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-12 | 2006-04-18 |