Yun Sum Liu
廖潤森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Sum Liu (廖潤森), a licensed former licensee with CE reference ANG363. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-25 | 2007-01-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-31 | 2007-01-24 |