Ka Wing (SFC:ANG199) Lau
劉家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing (SFC:ANG199) Lau (劉家榮), a licensed former licensee with CE reference ANG199. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-22 | 2006-11-29 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-22 | 2006-11-29 |