Ka Wing Lau
劉家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Lau (劉家榮), a licensed former licensee with CE reference ANG199. This person has 0.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-22 | 2006-11-29 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-22 | 2006-11-29 |