Jonathan Kok Yew Tham

CE No. ANF181 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Kok Yew Tham (), a licensed former licensee with CE reference ANF181. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2006-03-24 2007-09-06
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2006-03-24 2007-09-06
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2006-03-24 2007-09-06

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