Pui Hung Kwan
關沛雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Hung Kwan (關沛雄), a licensed former licensee with CE reference ANF145. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-16 | 2011-06-21 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-16 | 2011-06-21 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-12 | 2010-06-09 |