Alexander James Sutherland Hartley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander James Sutherland Hartley ( ), a licensed former licensee with CE reference ANF053. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-03-20 | 2014-08-29 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2006-03-20 | 2014-08-29 |