Lun Sang Lau
劉麟生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lun Sang Lau (劉麟生), a licensed former licensee with CE reference ANF046. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-14 | 2009-06-08 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-05 | 2009-06-08 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-25 | 2007-10-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2007-02-06 | 2007-03-09 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-29 | 2007-03-09 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-06 | 2006-06-18 |