Ramsay James Carter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ramsay James Carter ( ), a licensed former licensee with CE reference ANE831. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNS Securities (HK) Limited |
RO | Type 1 — Dealing in securities | 2019-05-10 | 2021-04-15 |
| BNS Securities (HK) Limited |
RO | Type 4 — Advising on securities | 2019-05-10 | 2021-04-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-07 | 2011-06-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-07 | 2011-06-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-12-04 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2007-12-04 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-31 | 2011-06-28 |