David Richard Wills
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Richard Wills ( ), a licensed former licensee with CE reference ANE567. This person has 10.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-18 | 2018-03-02 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 - Asset management | 2017-12-18 | 2018-03-02 |
| Auroville Investment Management (HK) Limited |
Rep | Type 9 - Asset management | 2017-05-04 | 2017-06-15 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-10 | 2016-09-14 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
RO | Type 9 - Asset management | 2014-09-12 | 2016-09-14 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-04-20 | 2014-09-12 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-22 | 2007-02-26 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-03-22 | 2007-02-26 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 9 - Asset management | 2006-03-22 | 2007-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Richard Wills during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.