Peter Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Wan ( ), a licensed former licensee with CE reference ANE321. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-01-13 | 2011-08-30 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-13 | 2011-08-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-01-13 | 2011-08-30 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | 2007-08-13 | 2010-11-26 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-18 | 2008-01-11 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2006-03-16 | 2010-11-26 |