Masafumi Shoda

CE No. ANE306 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Masafumi Shoda (), a licensed former licensee with CE reference ANE306. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2012-09-19 2017-10-19
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2012-08-17 2012-08-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2012-03-23 2012-03-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2011-09-26 2011-09-30
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2011-02-17 2011-02-22
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2010-08-19 2010-08-24
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2009-11-19 2009-11-25
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2008-09-02 2008-09-04
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2007-03-22 2007-03-23
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2006-03-13 2006-03-14

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