Kim Leng Chua
蔡金玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Leng Chua (蔡金玲), a licensed former licensee with CE reference AND877. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-13 | 2011-02-19 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-05 | 2010-11-16 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-18 | 2007-02-27 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-18 | 2007-02-27 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-10 | 2006-11-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-10 | 2006-11-06 |