Julia Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julia Chen, a licensed former licensee with CE reference ANA517. This person has 3.4 years of SFC licence history. Total licence records on file: 1.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-10-31 | 2010-03-10 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Julia Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Roberto Massaru Nishikawa | Itau Asia Securities Limited | 2006–2010 |
| Gerson Hideaki Konishi | Itau Asia Securities Limited | 2007–2010 |
| Thomas John Decoene | Itau Asia Securities Limited | 2006–2009 |
| Monica Rocha de Carvalho | Itau Asia Securities Limited | 2007–2009 |
| Winson Wai Fat Liu | Itau Asia Securities Limited | 2007–2009 |
| Carlos Augusto Hassui | Itau Asia Securities Limited | 2007–2008 |
| Jack Wentao Xu | Itau Asia Securities Limited | 2008–2010 |
| Kwok Wing Lee | Itau Asia Securities Limited | 2006–2008 |
| Xiaodong Lin | Itau Asia Securities Limited | 2009–2010 |
| Caio Napoli Galvao | Itau Asia Securities Limited | 2009–2010 |
| Eduardo Henrique Semionato Bernardes | Itau Asia Securities Limited | 2009–2010 |