Wai Ming (SFC:AMZ184) Tse
謝慧明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming (SFC:AMZ184) Tse (謝慧明), a licensed former licensee with CE reference AMZ184. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HD Capital Limited 弘鼎資本有限公司 |
RO | Type 9 — Asset management | 2017-12-06 | 2021-04-16 |
| HD Capital Limited 弘鼎資本有限公司 |
Rep | Type 9 — Asset management | 2017-09-28 | 2017-12-06 |
| Cynergy Asset Management Limited |
RO | Type 4 — Advising on securities | 2016-01-28 | 2017-08-13 |
| Cynergy Asset Management Limited |
RO | Type 9 — Asset management | 2016-01-28 | 2017-08-13 |
| Value Star Asset Management (Hong Kong) Limited 恒星資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-11-29 | 2015-06-14 |
| FCL Advisory Limited |
Rep | Type 9 — Asset management | 2007-10-24 | 2012-02-29 |
| FCL Advisory Limited |
Rep | Type 4 — Advising on securities | 2006-02-01 | 2012-02-29 |