Winnie Wai Yin Kwok
郭慧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wai Yin Kwok (郭慧賢), a licensed former licensee with CE reference AMZ076. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2006-07-12 | 2008-02-29 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2006-03-13 | 2008-02-29 |