Shu Yan Yannie Lau
劉樹欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Yan Yannie Lau (劉樹欣), a licensed former licensee with CE reference AMY307. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-02 | 2011-07-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-02-07 | 2010-06-02 |