Andrew Glenn Schwendiman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Glenn Schwendiman ( ), a licensed former licensee with CE reference AMY252. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-16 | 2017-05-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-16 | 2017-05-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-22 | 2006-03-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-19 | 2006-01-26 |